Daniel Putnam has settled a $12 million fraud case filed against him by the SEC. On January 3rd, the SEC filed a Motion for Entry of Judgment against Putnam. Putnam consented to the requested judgment on December 30th. If granted by the court, Putnam’s bifurcated judgment sees him permanently prohibited from further violating the Securities [Continue reading…]

Source: Daniel Putnam settles $12 mill securities fraud case with SEC